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Wellcome Trust Mandates Open Access
via PubMed Central

The Wellcome Trust's new policy mandating open access to the results of all Wellcome-funded research went into effect on October 1, 2005. That is, all published articles that result from Wellcome grants must be freely accessible by the public at large, immediately upon publication. That requirement may be fulfilled by one of two ways:

  • deposit the work directly into PubMed Central, the NIH repository; or
  • publish in a journal that deposits into PubMed Central on the author's behalf, depositing material within 6 months or less.

Note that the Wellcome Trust policy differs from NIH's own open access policy by requiring the deposit rather than merely requesting it, and by insisting that the deposit be upon acceptance for publication, without any allowance for publisher embargoes.

Interestingly, the Wellcome policy places the responsibility for depositing material squarely on the shoulders of the author, and expects that an author will either reach agreement with his or her publisher that the material will be deposited or find another publisher. Wellcome considers that its requirement to deposit outweighs any publisher objections. The Trust does provide advice on how to negotiate with publishers.

Wellcome's FAQ for authors states:

14.1 Authors must ensure, in advance of making any agreement with or commitment to a publisher at any stage, that the agreement or commitment does not conflict with the author's obligations under the Wellcome Trust Grant Conditions. Specifically, authors should inform the journal that they have an existing obligation to deposit in PMC, and investigate whether the publisher's policy is in conflict with this obligation.

14.2 The Wellcome Trust's Grant Conditions are mandatory and binding on institutions, grant holders, and all others supported by a grant. An author's obligations to the Wellcome Trust will therefore, in almost all cases, pre-date any agreement with a journal.

14.3 Authors are unlikely to be able to comply with the Grant Conditions if, without reaching a specific agreement with the journal about deposition of a copy of the final paper in PMC, they transfer their copyright (or undertake to do so in the future) to a journal.

14.4 If such a conflict exists, authors have a variety of options:

(a) Grant a licence of their copyright to a journal instead of assigning. Such a licence would have to deal with the rights granted to the journal in such a way as to allow the journal to publish but still allow the author to deposit in PMC. In this way, authors should be able to retain ownership of their copyright and still allow publication in a journal. This could be achieved, for example, through using one of the Creative Commons licences.

(b) Agree to a journal's normal arrangements only on the condition that it be specifically agreed that deposition in PMC can take place. Copyright agreements can take many forms, but the following is an example of the sort of wording that could be included in an agreement with a journal that would still allow an author to comply with the Wellcome Trust Grant Conditions:

Notwithstanding any of the other provisions of this agreement, the journal acknowledges that the researcher will be entitled to deposit an electronic copy of the final, peer-reviewed manuscript into PubMed Central (PMC) (or UK PubMed Central (UKPMC) once established). Manuscripts deposited with PMC (or UKPMC) may be made freely available to the public, via the Internet, within 6 months of the official date of final publication in the journal.

(c) Reconsider where to publish. This is anticipated to be an exceptional circumstance. It is also worth noting that the UK Research Councils and a number of national and non-government funding agencies around the world have adopted very similar positions, which make it likely that that the arrangements suggested here will become part of normal research practice within a few years. http://www.wellcome.ac.uk/doc_wtd018855.html#P131_11480

The Wellcome Trust is the UK's largest private funder of biomedical research, spending £400 million a year. The work it funds results in approximately 3,500 papers being published annually. It is the first research funding agency in the world, private or public, to require open access to the publications resulting from its research grants, and has set a high standard for others to follow.

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